• Financial Crimes Compliance Lead, Investigations

    Job Location US-TX-Richardson Operations Center
    Location: Address
    2350 Lakeside Blvd
    Compliance & Regulatory
  • Overview

    At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.

    Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.

    We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning News, Houston Chronicle and San Antonio Express-News. For further information, please visit us at www.texascapitalbank.com.



    The AML Investigations Team Lead supports the Bank’s Financial Crimes Compliance department in its efforts to comply with all legal and regulatory requirements relating to anti-money laundering (AML) and counter terrorism financing. The Financial Crimes Compliance Lead is responsible for developing and leading a team of AML Investigators. The Team Lead will ensure investigators conduct time-sensitive, meticulous investigations and analysis of each instance of potential money laundering activity and/or suspicious financial activity.


    • Manage, review, and distribute case investigations while monitoring the daily workflow and operational metrics of the team
    • Provide training, coaching, and mentoring to employees
    • Oversee team production and quality of investigations; support quality assurance of investigative documentation by reviewing and assessing SAR and No SAR decisions through a sampling methodology and managing the work queue
    • Contribute to internal AML projects related to the modification of written procedures and guidance
    • Ensure direct reports are proactively implementing standards, processes, methodologies, and internal controls to support organizational objectives and mitigate risk
    • Manage the performance of Senior Investigators, and Investigators by establishing performance standards and monitoring and tracking employee production and quality
    • Manage human resources via staffing, performance evaluations, employee development, time and attendance, pay, and system access monitoring


    • Bachelor’s degree, or equivalent work experience
    • ACAMs certification required
    • 7 or more years of relevant experience in AML / BSA regulatory compliance
    • Applicable professional certifications
    • Previous AML investigation experience with 2 years of AML management experience
    • Strong leadership, partnering, and coaching skills
    • Demonstrated oral and written communication skills
    • Comprehensive AML / BSA knowledge and experience in the industry
    • Substantial knowledge of AML / BSA regulations including the FFIEC Examination Manual
    • Strong PC skills including detection query development and testing
    • Strong organization, analytical, and project management skills


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