Broker Dealer Analyst

US-TX-Dallas-Corporate Headquarters
2000 McKinney Ave
Treasury & Liquidity


At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.

Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.

We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning News and San Antonio Express-News. For further information, please visit us at


  • Coordinate and carry out due diligence and underwriting tasks for all new credit relationships with Broker Dealer clients, and additionally coordinate with underwriting resources for renewals/modifications of existing credit facilities
  • Conduct review of monthly FOCUS report submissions and prepare materials for monthly BD Financial Review meetings with BD Group and its supporting Credit Officer(s)
  • Develop and maintain strong professional working relationships with key contacts at broker-dealer clients (CFO, FinOp, CCO, etc.)
  • Work with Broker Dealer Group Relationship Managers to determine viability and profitability of potential new credit relationships and prepare term sheets accordingly
  • Perform risk-based capital charge calculations for uncommitted demand loans outstanding at the end of each quarter and provide analysis to Regulatory Reporting Group
  • Work with lead bank/administrative agent on new syndicated loan deals and monitor such deals on a go-forward basis to ensure ongoing compliance with financial and other covenant requirements, receipt of original and periodic reporting documentation, etc. 
  • Collaborate with designated outside counsel on drafting loan documents for new facilities and amendments to existing facilities
  • Provide coverage and support for BD Loan Desk as needed, i.e. monitor and perform analysis on loan and collateral positioning of BD customers, through pricing, market and industry trends, portfolio concentration levels, and other reports
  • Develop internal policies/procedures, including the ongoing review and update as needed to accommodate changes in business or regulatory needs


  • Bachelor’s degree (BBA in Finance) preferred or equivalent work experience
  • Minimum 2 years’ experience with credit loan documentation components and credit monitoring verification experience in the financial services industry (broker dealer regulatory reporting considered a plus)
  • Previous experience with developing and implementing department level policies and procedures, as well as the quality control practices to ensure procedures are followed
  • Ability to create, document and present ideas to an executive level audience
  • Problem solving skills with the ability to work effectively with all levels of personnel, including proposing and accepting compromises for issue resolution
  • Full understanding of loan agreements, guaranties, and related collateral documents
  • Strong accounting skills with proven ability to understand corporate financial statements 
  • Superior communication skills to work directly with all types of Bank auditors and examiners, including providing appropriate responses and solutions to any concerns
  • Aptitude for understanding and managing system functionality and the related ongoing maintenance, development and upgrade of processes
  • Proficient knowledge of PC/Internet, including Microsoft Word and Excel
  • Bloomberg experience considered a plus
  • Must be able to work in a fast paced environment and execute multiple tasks successfully


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