Manager - Research, Analytics & Advisory - Financial Crimes Compliance (BSA)

US-TX-Richardson Operations Center
ID
2017-3137
2350 Lakeside Blvd
Category
Compliance & Regulatory

Overview

At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.

Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.

 

We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning NewsHouston Chronicle and San Antonio Express-News. For further information, please visit us at www.texascapitalbank.com.

 

The bank’s Financial Crimes Compliance (FCC) team is responsible for identifying, investigating and monitoring relationships that pose a money laundering or terrorist financing risk in support of all legal and regulatory requirements relating to anti-money laundering (AML) and counter terrorism financing.

 

The Research, Analytics & Advisory Manager will be responsible for recommending, developing, and implementing strategic enhancements for operational or technological processes of the FCC department.  As well as, support the advisory function for new or updated regulations affecting the FCC. This includes evaluating the effectiveness of systems, processes and procedures to ensure compliance with applicable BSA/AML and OFAC laws and regulations. 

 

The Research, Analytics & Advisory Manager will report to the head of FCC Advisory.  The successful candidate will be responsible for directing activities that support the following programs and policies:

  • The Bank Secrecy Act (BSA)
  • Anti-Money Laundering (AML)
  • The Office of Foreign Assets Control (OFAC)
  • USA Patriot Act
  • Anti-Terrorist Financing

Responsibilities

  • Assist in the development, implementation and maintenance of the AML Program framework, operating model, and supporting policies and procedures
  • Assist with the determination of BSA/AML and Sanctions risk appetites and tolerance levels
  • Improve existing processes and reporting, including key risk indicators, key performance indicators, and trending analysis
  • Facilitate the ongoing assessment of the organization’s compliance risk maturity profile
  • Proactively help with the identification and documentation gaps in processes to assist the Business Units with departmental and compliance efforts
  • Coordinate with other professionals in the organization, including Compliance Management Program, ERM, ORM, and Internal Audit
  • Understand, advise, and assist in the development and implementation of KYC standards,  guidance, and tools
  • Help identify enhancements to controls and develop action plans
  • Maintain awareness of the current regulatory environment and stay up-to-date with emerging regulatory requirements and guidance to be able to interpret and advise on relevant lase and industry best practices pertaining to AML and sanctions
  • Assist in the development for and deliver specialized training to relevant internal resources concerning AML and sanctions
  • Coordinate with key stakeholders across the bank to ensure appropriate execution of the bank’s FCC program

Qualifications

  • Bachelor’s degree in finance, accounting or business or related experience required
  • Minimum 5 years of experience in risk management (risk/compliance/audit) within the financial services industry with extensive focus on BSA/AML/OFAC.  Strong preference for experience with an institution of at least $40 billion in assets and/or a Big 4 advisory firm
  • Specific knowledge of risk management frameworks; corporate governance; process improvement; project management; regulatory guidelines; and bank operations, products and services including: 
    • Prior experience with AML program design, development, process re-engineering and development of AML frameworks and operating models
    • Prior experience with documentation, policies and procedures aligned with Bank’s risk profile and  regulatory expectations
    • Prior experience with BSA/AML & OFAC Sanctions Risk Assessments;  developing a comprehensive methodology utilizing a mix of qualitative and quantitative components 
  • Superior analytical and problem-solving skills
  • Excellent interpersonal skills and a team player
  • Demonstrated ability to communicate effectively, both verbally and in writing
  • Work independently and coordinate with internal and external partners
  • Well organized and detail-oriented to handle diverse and concurrent assignment

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