Manager, Financial Intelligence Unit - Financial Crimes Compliance (BSA)

US-TX-Richardson Operations Center
ID
2017-3126
2350 Lakeside Blvd
Category
Compliance & Regulatory

Overview

At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.

Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.

 

We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning NewsHouston Chronicle and San Antonio Express-News. For further information, please visit us at www.texascapitalbank.com.

 

The Financial Intelligence Unit (“FIU”) element within the Bank's Financial Crimes Compliance group is tasked with producing financial intelligence through the detection, investigation, and reporting of suspicious activity with FinCEN. The FIU Manager will lead a team of Investigators whose mission is to investigate both potential money laundering/terrorist financing crimes and Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) violations.

 

The Financial Intelligence Unit (FIU) will perform the functions to strengthen the enterprise-wide AML risk management and safeguard the Bank from financial crime risk.

  • Develop proactive intelligence relating to financial crimes, including money laundering, terrorist financing, external fraud, sanctions, corruption, cyber threats, and high –risk customers;
  • Conduct analysis of relevant data to identify trends/patterns/emerging threats, as well as other information that may be useful to the Bank;
  • Liaise with law enforcement and participate in law enforcement and industry led working groups.

The ideal candidate would have experience building this function in other financial services organization. This is a new position within the Bank that will report directly into the SVP, Financial Crimes Compliance.

Responsibilities

  • Lead and mentor a team of intelligence analysts
  • Analyze large data sets to discover transactional patterns, examine financial data and filter for targeted information using traditional as well as advanced analytic methodologies
  • Conduct cross-sector reviews of client account activity among multiple business units
  • Monitor industry developments including red-flags, best practices and ensure processes are in place to keep the FIU team updated on such developments
  • Collaborate with business units to analyze trends in suspicious activity
  • Collaborate with Legal and Compliance IT as well as other key stakeholders with respect to technology projects and other initiatives impacting the FIU
  • Conduct internal and external investigations of money laundering and other financial crimes both independently and in collaboration with other internal stakeholders
  • Assist in developing proactive initiatives
  • Analyze and synthesize data and prepare presentation and reports for various governance and risk committees
  • Ensure that all analysis are completed in a timely and efficient manner, while maintaining the highest standards for regulatory and compliance requirement

Qualifications

  • Bachelor's degree required
  • Minimum 7 years of professional experience in one of the following areas:
    • AML compliance or audit within a financial services firm or regulatory agency
    • Investigative due diligence experience in a professional consultancy or within law enforcement intelligence community
  • 3-5 years experience leading and mentoring teams 
  • Certification as an Anti-Money Laundering Specialist by ACAMs or equivalent AML Certification/license – or certification within first 12 months of employment
  • Advanced knowledge of AML/BSA laws and regulations relative money laundering and terrorist financing
  • Experience creating PowerPoint presentations and deliverables for senior stakeholders including the ability to create graphs from raw data
  • Have experience utilizing i2 link analysis software and/or other intelligence related technologies
  • Possess strong analytical thinking and critical reasoning skills
  • Have excellent interpersonal skills and ability to collaborate with colleagues across regions and Business Units
  • Have the ability to effectively handle a fast paced environment and successfully meet established deadline requirements

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