Investigator - Financial Intelligence Unit - Financial Crimes Compliance (BSA)

US-TX-Richardson Operations Center
ID
2017-3123
2350 Lakeside Blvd
Category
Compliance & Regulatory

Overview

At Texas Capital Bank, we are driven by a single-minded and unwavering mission: to serve business and the individuals who run them. We use a consultative approach and innovative technologies to develop new ideas that give the bank and our clients a competitive advantage. We partner with our customers to push the boundaries of what’s possible—together.

Headquartered in Dallas, Texas Capital Bank has offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, and we serve clients in a variety of industries from coast-to-coast.

We are on the Forbes Best Banks in America list, and were named a top place to work by The Dallas Morning News, Houston Chronicle and San Antonio Express-News. For further information, please visit us at www.texascapitalbank.com.

 

The bank’s Financial Crimes Compliance (FCC) team is responsible for identifying, investigating and monitoring relationships that pose a money laundering or terrorist financing risk in support of all legal and regulatory requirements relating to anti-money laundering (AML) and counter terrorism financing.

 

The FIU Investigator will be responsible for conducting in depth investigations and filing Suspicious Activity Reports (SARs) to reasonably ensure the firm’s compliance with the Bank Secrecy Act (BSA), the USA PATROIT Act, and other guidance as published by the SEC, FINRA, FinCEN, FATF, OFAC, and the US Treasury Department, and engaging with key internal partners on risk mitigation activities.

Responsibilities

  • Responsible for performing complex investigations involving red flags indicative of potential fraud, money laundering and other suspicious activity
  • Research and verify the accuracy of information obtained through referrals and in the context of investigations
  • Create and manage case files for investigations
  • Draft narratives explaining the basis for the bank's decision on whether the filing of Suspicious Activity (SAR) is warranted
  • Partner with local, state, and federal law enforcement to respond to questions and inquiries of suspicious activity in customer accounts
  • Initiate and respond to 314(a)/314(b) inquiries from law enforcement and financial institutions
  • Effectively communicate with and provide key services to external branch office personnel (as needed)
  • Partner with internal departments to thoroughly investigate potentially suspicious activity on risk mitigation activities
  • Collaborate with team to implement initiatives and projects sponsored and approved by leadership
  • Assist in providing internal training on the Firm’s AML programs, policies, and procedures
  • Act as a resource and provide guidance to team members on challenging investigations
  • Serve as a liaison with relevant law enforcement, regulatory authorities, and peer institutions in relations to AML and Fraud Matters
  • Conduct country/corridor proactive analysis

Qualifications

  • Minimum 3 years of Financial Crimes/Fraud alert processing/investigations and/or AML alert processing/investigations experience
  • Bachelor’s degree preferred
  • Professional licenses/certifications (CAMs, CFE, JD) preferred
  • Experience utilizing i2 link analysis software and/or other intelligence related technologies
  • Have excellent written and verbal communications skills, attention to detail and strong time management skills
  • Possess strong analytical thinking and critical reasoning skills
  • Have excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units
  • Have the ability to effectively handle a fast paced environment and successfully meet established deadline requirements
  • Be self-motivated and must have the ability to work independently
  • Working knowledge of AML and Fraud regulatory requirements
  • Working knowledge of Financial Crime Detection software or similar technologies 

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